Supporting Statement A for
Paperwork Reduction Act Submission
Common Forms Associated with Federal Subsistence Regulations,
43 CFR 51 and 36 CFR 242
OMB Control Number 1090-New
Terms of Clearance: This is a request for a new control number in conjunction with the Office of Subsistence Management (OSM) final rule RIN 1018-BI07 (original)/1090-AB30 (New), Subsistence Management Regulations for Public Lands in Alaska-Transfer of Regulations. In July 2024, the OSM Program was officially transferred from the Service to Interior’s Office of the Secretary, Office of Policy, Management, and Budget (PMB 1090). This rule will realign the OSM regulations from 50 CFR 100 to 43 CFR 51. Upon OMB approval of this request, we will discontinue OMB Control No. 1018-0075.
The information collections described below are currently approved under the U.S. Fish and Wildlife Service (Service; FWS) Control No. 1018-0075. We are requesting the transfer of certain information collections (ICs) within this collection to a new 1090 control number under Interior’s Office of the Secretary, as well as requesting approval to convert certain forms used by both Interior and U.S. Forest Service to become new common forms:
Request to convert ICs from OMB Control No. 1018-0075 to 1090-New: ICR Reference No. 202411-1090-001
Request to convert forms currently approved under OMB Control No. 108-00075 to new common forms under 1090-New: ICR Reference No. 202411-1090-002.
In addition to reassigning the currently approved information collections (ICs) from 1018-0075 to 1090-New for proper management under PMB, we are also revising the collection as follows and are providing updates to the current Terms of Clearance assigned by OMB on 1018-0075:
Revision to Split U.S. Forest Service (USFS) from Interior – The currently approved burden under 1018-0075 includes burden for the USFS which is not allowed under the PRA. The USFS should report the burden associated with their regulations separately under their own control number. As part of this submission, we are proposing to convert all forms to be common forms managed by Interior under a new, stand-alone control number (see “Proposed Revisions” in question 2 below).
The USFS will submit a request to OMB for approval a new collection (0596-New) for their burden for all information collections (not associated with the new common forms) contained in their regulations at 36 CFR 242. The USFS will also report their burden for their use of Federal Subsistence Program forms as “Requests for Common Forms” in ROCIS for OMB approval.
OMB’s Terms of Clearance imposed on this collection in their 01/19/2021 approval: “OMB approves this information collection for 3 years, but with the request that FWS continue to work to make the whole application process available online including providing proof of rural residency. The public has requested this process be made available online and FWS should work to make it available both online and by mail to meet the needs of residents. At the next approval stage, progress toward online applications should clearly be explained in the supporting statement.”
OMB’s Terms of Clearance imposed on this collection in their 03/30/2023 approval: “In accordance with 5 CFR 1320, OMB is filing comment and withholding approval at this time. The agency shall examine public comment in response to the proposed rulemaking and include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden.”
Agency Response to OMB’s 01/19/2021 and 03/30/2023 Terms of Clearance: The Service’s and the Department’s (Office of Subsistence Management, Information Technology (IT), and the IT security offices) have been and are addressing this issue. The system will include the permit application process, including proof of rural residency, and all related harvest reporting. We have allocated $500,000 in funding to correct this deficiency and meetings take place on a weekly basis with the contractor to address issues and receive updates. Based on the number of agencies involved and their individual IT security concerns, we anticipate being ready to test the system by early spring 2025 and full roll-out, after addressing issues identified during the testing, in summer/fall 2025.
The Alaska National Interest Lands Conservation Act (ANILCA) mandates that rural residents of Alaska receive priority for subsistence uses of fish and wildlife. In 1989, the Alaska Supreme Court ruled that ANILCA's rural priority violated the Alaska Constitution. As a result, the Federal Government manages subsistence uses on Federal public lands and waters in Alaska--about 230 million acres or 60 percent of the land within the State.
Title VIII of ANILCA (16 U.S.C. 3111-3126) designates the Departments of the Interior and Agriculture as the key agencies responsible for implementing the subsistence priority on Federal public lands. To help carry out subsistence management responsibilities, the Secretaries of the Interior and Agriculture established the Federal Subsistence Management Program. Regulations implementing the Federal Subsistence Management Program on Federal public lands within Alaska are in the Code of Federal Regulations (50 CFR 100 and 36 CFR 242).
The Federal Subsistence Management Program is a multi-agency effort to provide the opportunity for a subsistence way of life by rural Alaskans on Federal public lands and waters while maintaining healthy populations of fish and wildlife. Subsistence fishing and hunting provide a large share of the food consumed in rural Alaska. The State's rural residents harvest about 22,000 tons of wild foods each year--an average of 375 pounds per person. Fish make up about 60 percent of this harvest Statewide.
This dependence on wild resources is both cultural and economic. Alaska's indigenous inhabitants have relied upon the traditional harvest of wild foods for thousands of years and have passed this way of life--its culture and values--down through generations. Subsistence has also become important to many non-Native Alaskans, particularly in rural Alaska.
The program provides for public participation through the Federal Subsistence Board and 10 regional advisory councils (50 CFR 100.11 and 36 CFR 242.11). The Board is the decision-making body that oversees the program. It is comprised of the regional directors of the U.S. Fish and Wildlife Service, National Park Service, Bureau of Land Management, Bureau of Indian Affairs, and U.S. Forest Service. The Secretaries of the Interior and Agriculture appoint a public representative who serves as chair of the Board and two public members who possess personal knowledge of and direct experience with subsistence uses in rural Alaska. The regional advisory councils: (1) provide recommendations and information to the Board; (2) review proposed regulations, policies and management plans; and (3) serve as a public forum for subsistence issues.
ANILCA and regulations at 50 CFR 100 and 36 CFR 242 require that persons engaged in taking fish, shellfish, and wildlife on public lands in Alaska for subsistence uses apply for and obtain a permit to do so and comply with reporting provisions of that permit.
With this submission, in conjunction with the separate but simultaneous ICR submitted to OMB convert all remaining information collections currently approved under 1018-0075 to a new 1090 control number (ICR Ref# 202411-1090-001, we request approval to convert the following forms to new DI common forms for use by both the Office of Subsistence Management Program and the USDA-FS:
New |
Current (Currently approved under 1018-0075) |
DI Form 9012, “Federal Subsistence Customary Trade Recordkeeping Form” |
Form 3-2379, “Federal Subsistence Customary Trade Recordkeeping Form” |
DI Form 9013, “Designated Fishing Application, Permit, and Report” |
Form 3-2378, “Designated Fishing Application, Permit, and Report” |
DI Form 9014, “Designated Hunter Application, Permit, and Report” |
Form 3-2327, “Designated Hunter Application, Permit, and Report” |
DI Form 9015, “Federal Subsistence Fishing Application, Permit, and Report” |
Form 3-2328, “Federal Subsistence Fishing Application, Permit, and Report” |
DI Form 9016, “Federal Subsistence Hunt Application, Permit, and Report” |
Form 3-2326, “Federal Subsistence Hunt Application, Permit, and Report” |
Once approved as common forms, the USDA-FS will report their burden for the use of the Federal Subsistence Program forms as RCF submissions in ROCIS.
DI Form 9008 (3-2300), DI Form 9009 (3-2321), DI Form 9010 (3-2322), and DI Form 9011 (3-2323) are available on our forms website (https://www.doi.gov/eforms). However, most applicants live in remote communities and do not have Internet access. Many who do have Internet access have outdated programs and computers. Most applicants have access to fax machines through community government or Tribal offices and have generally reliable mail service. We make the application form available to the public through extensive mailings, distribution of paper copies at Regional Advisory Council meetings, Federal agency field staff, and special mailings upon request. Applicants may submit completed applications electronically, in person, by mail, or by fax. We receive very few submissions electronically. We receive most applications via mailed or during meetings.
DI Form 9012 (3-2379), DI Form 9013 (3-2378), DI Form 9014 (3-2327), DI Form 9015 (3-2328), and DI Form 9016 (3-2326) are primarily issued by local land managers in extremely rural parts of the State. Most of these areas are not located on the road system and standard land line phones and the Internet are not available to members of the public. U.S. mail service is generally reliable but can be limited during inclement weather. These forms are not available over the Internet due to the above reasons and the fact that local land managers may need to control the number of permits issued based on harvest quotas. None of these forms are completed electronically.
We accept all nonform information by mail, fax, and email.
The Federal Subsistence Program is unique to Alaska. No other office at Interior or Federal agency outside of Interior collects this information.
The collection of this information does not impact small businesses or other small entities.
If we do not collect this information, we would not be able to manage the resources and assess the needs of subsistence users. It would be impossible to address current population trends without knowing the animals/fish that were harvested in the previous season and adjustments to provide for user needs would be impossible without understanding the patterns, practices and uses.
* requiring respondents to report information to the agency more often than quarterly;
* requiring respondents to prepare a written response to a collection of information in fewer than 30 days after receipt of it;
* requiring respondents to submit more than an original and two copies of any document;
* requiring respondents to retain records, other than health, medical, government contract, grant-in-aid, or tax records, for more than three years;
* in connection with a statistical survey that is not designed to produce valid and reliable results that can be generalized to the universe of study;
* requiring the use of a statistical data classification that has not been reviewed and approved by OMB;
* that includes a pledge of confidentiality that is not supported by authority established in statute or regulation, that is not supported by disclosure and data security policies that are consistent with the pledge, or which unnecessarily impedes sharing of data with other agencies for compatible confidential use; or
* requiring respondents to submit proprietary trade secrets, or other confidential information, unless the agency can demonstrate that it has instituted procedures to protect the information's confidentiality to the extent permitted by law.
Occasionally, we require hunters/fishers to report the taking of wildlife/fish within 15 days or 72 hours. This is a conservation tool used by in-season managers. By having early reporting, managers can close the season to prevent over harvest of the general population or over harvest of a certain sex of the population. For salmon harvest, depending on in-season management requirements, a condition may be included for certain fisheries that requires a 72-hour reporting requirement. This management tool is only used when conservation concerns exist that may require the emergency closure of the fishery to prevent over harvest. This is also important for managers when dealing with populations--both fish and wildlife--that migrate across vast areas of the State. There are no other special circumstances that require us to conduct this information collection in a manner that is inconsistent with OMB guidelines.
We prepared final regulations (RIN 1090-AB30) to transfer the Federal Subsistence Management Program regulations from 50 CFR part 100 to 43 CFR part 51 to align with the transfer of the Office of Subsistence Management from the Service to the Office of the Assistant Secretary for Policy, Management and Budget. This rule also revises the regulations to reflect the organizational changes and solicits public comment for a period of 60 days on the revised ICs and burden associated with the existing collections currently approved in 1018-0075. We provided a copy of the published final rule as a supplemental document in ROCIS.
We do not provide gifts or payments to respondents.
We do not provide any assurance of confidentiality. Information is collected and protected in accordance with the Privacy Act (5 U.S.C. § 552a) and the Freedom of Information Act (5 U.S.C. 552). We will maintain the information in a secure System of Records (Permits System - Interior, FWS-21, September 4, 2003, 68 FR 52610; modification published June 4, 2008, 73 FR 31877) and March 16, 2023 (88 FR 16277)). The Department of Interior is developing a new SORN due to the realignment of OSM from the U.S. Fish and Wildlife Service to Interior’s Office of the Secretary. In the interim, we provided OMB with a copy of the updated Privacy Threshold Analysis (PTA) for the Federal Subsistence Management System as a supplementary document in ROCIS and will provide OMB with a copy of the SORN upon its publication in the Federal Register.
We do not ask questions of a sensitive nature.
* Indicate the number of respondents, frequency of response, annual hour burden, and an explanation of how the burden was estimated. Unless directed to do so, agencies should not conduct special surveys to obtain information on which to base hour burden estimates. Consultation with a sample (fewer than 10) of potential respondents is desirable. If the hour burden on respondents is expected to vary widely because of differences in activity, size, or complexity, show the range of estimated hour burden, and explain the reasons for the variance. Generally, estimates should not include burden hours for customary and usual business practices.
* If this request for approval covers more than one form, provide separate hour burden estimates for each form and aggregate the hour burdens.
* Provide estimates of annualized cost to respondents for the hour burdens for collections of information, identifying and using appropriate wage rate categories. The cost of contracting out or paying outside parties for information collection activities should not be included here.
For the conversion of certain subsistence management forms identified in question 2 to a new 1090 control number (to be submitted as a separate ICR in ROCIS), we estimate Interior’s burden to be 4,918 responses totaling 1,231 annual burden hours and the dollar value of the annual burden hours to be approximately $43,173 (rounded; see “Question 12 – Burden Calcs” tab in Attachment A).
The USFS will report their burden associated with their regulatory requirements in 36 CFR 242 as a new 0596 control number to separate their burden out from Interior. They will also submit RCF entries in ROCIS for their burden associated with the newly designated common forms.
For the revision to 1018-0075 and subsequent transfer of the ICs identified in question 2 to a new 1090 control number, we estimate a total of 385 responses totaling 281 annual burden hours for this collection and the dollar value of the annual burden hours is approximately $12,194 (rounded; see “Question 12 – Burden Calcs” tab in Attachment A).
The “May 2023 Occupational Employment and Wage Estimates – Alaska” lists the mean hourly wage for persons in occupational code 45-0000, “Farming, Fishing, and Forestry Occupations” as $24.21. In accordance with Bureau of Labor Statistics (BLS) News Release USDL-24-1863, September 10, 2024, Employer Costs for Employee Compensation—June 2024, we multiplied this rate by 1.45 for individuals resulting in a total hourly cost factor of $35.10 for individuals respondents (this rate is likely high for most subsistence users). For government respondents, we used the standard BLS hourly rate of $61.37, including benefits.
* The cost estimate should be split into two components: (a) a total capital and start-up cost component (annualized over its expected useful life) and (b) a total operation and maintenance and purchase of services component. The estimates should take into account costs associated with generating, maintaining, and disclosing or providing the information (including filing fees paid for form processing). Include descriptions of methods used to estimate major cost factors including system and technology acquisition, expected useful life of capital equipment, the discount rate(s), and the time period over which costs will be incurred. Capital and start-up costs include, among other items, preparations for collecting information such as purchasing computers and software; monitoring, sampling, drilling and testing equipment; and record storage facilities.
* If cost estimates are expected to vary widely, agencies should present ranges of cost burdens and explain the reasons for the variance. The cost of purchasing or contracting out information collection services should be a part of this cost burden estimate. In developing cost burden estimates, agencies may consult with a sample of respondents (fewer than 10), utilize the 60-day pre-OMB submission public comment process and use existing economic or regulatory impact analysis associated with the rulemaking containing the information collection, as appropriate.
* Generally, estimates should not include purchases of equipment or services, or portions thereof, made: (1) prior to October 1, 1995, (2) to achieve regulatory compliance with requirements not associated with the information collection, (3) for reasons other than to provide information or keep records for the government, or (4) as part of customary and usual business or private practices.
There is no non-hour cost burden associated with this information collection. Postage is prepaid and included in question 14 as a Federal Government expense.
We estimate that the total annual cost to the Federal Government to administer tasks associated with hunting and fishing applications, permits, and reports is $214,547 (rounded) (see “Question 14 – Fed Govt Cost” tab in Attachment A).
To calculate salary costs, we estimated the average time for each task involved in the process and multiplied by the estimated average hourly wage of the staff involved in the process. We used the Office of Personnel Management Salary Table 2024-AK to determine the hourly rate and multiplied the rate by 1.61 to account for benefits, in accordance with BLS News Release USDL-24-1172.
This is a request for a new control number.
We do not publish the results of this information collection.
We will display the OMB control number and expiration date on all forms and other appropriate materials.
There are no exceptions to the certifications required by 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
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File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
File Title | Supporting Statement for Paperwork Reduction Act Submission |
Author | Anissa Craghead |
File Created | 2025:07:24 18:00:41Z |